Legal
Legal & Compliance
Important information regarding risk disclosure, regulatory compliance, and your responsibilities as a client.
Regulatory Disclosure
Alpin Capital Financial Services L.L.C is licensed and regulated by the UAE Capital Markets Authority (CMA), previously known as the Securities and Commodities Authority (SCA).
As a regulated entity, Alpin Capital operates under strict regulatory guidelines designed to protect client interests, including:
- Segregation of client funds from company operational funds
- Regular financial audits and compliance reviews
- Adherence to anti-money laundering (AML) and know your customer (KYC) requirements
- Fair dealing practices and transparent pricing
- Proper handling of client complaints and dispute resolution
Client Responsibility
By accessing our services, you acknowledge and agree to the following responsibilities:
Legal Compliance
You are responsible for ensuring that your use of our services complies with all applicable laws and regulations in your jurisdiction.
Risk Acknowledgment
You acknowledge that you have read and understood the risk disclosures provided by Alpin Capital and that you are aware of the risks associated with trading leveraged products.
Information Accuracy
You are responsible for ensuring that all information provided to Alpin Capital is accurate, complete, and up-to-date.
Account Security
You are responsible for maintaining the confidentiality of your account credentials.
No Investment Advice Disclaimer
Alpin Capital Financial Services L.L.C does not provide investment advice.All information provided on our website, trading platforms, or through our communications is for informational purposes only.
The information provided is general in nature and does not take into account your personal circumstances. You should consider seeking independent financial advice before making any investment decisions.
